A Hybrid Spatial Adaptive Modulation and Frequency Stochastic Approach for MU-MIMO-OFDM Systems in the Context of Underlay Cognitive Radios

Abstract

In this paper, low complexity rate and power optimization schemes operating in the spatial and frequency domains are proposed in a cognitive radio (CR) setting involving multi-user multiple-input-multiple-output-orthogonal frequency division multiplexing (MU-MIMO-OFDM). Under the assumption of a perfect secondary channel state information (CSI) at the receiver, the presented architectures encompass two main stages. In the first one, spatial power waterfilling-like method is performed per each MIMO subchannel pertaining to each subcarrier of each secondary user (SU). The resulting allocated power per each eigen-channel is considered as the power budget in the second stage. In this latter, stochastic algorithm-based approach wherein the transmit parameters per each subcarrier of each SU are adapted such that to maximize the achievable sum-rate capacity of the SUs. Three different schemes are introduced in this work. First, the derivation of the continuous rate MU-MIMO-OFDM-CR version, referred to as C-MU-MIMO-OFDM-CR is presented. Obviously, this proposition is theoretical and is taken as a benchmark for the two remaining counterparts. The second proposition we called discrete-rate MU-MIMO-OFDM-CR, and briefly designated as D-MU-MIMO-OFDM-CR which is to round the provided allocated rate. Finally, the third modified solution, denoted as P-D-MU-MIMO-OFDM-CR proceeds in a similar way as the D-MU-MIMO-OFDM-CR alternative, but superimposes the non/over-used amount of power to the power budget in next iteration. The simulation results show that, compared to the discrete rate D-MU-MIMO-OFDM-CR solution, the P-D-MU-MIMO-OFDM-CR approach exhibits an approximate power gain of 1 dB when the SNR level is low, and of 5 dB at high SNR range.